Sample Financial Services Resume  

STEVEN COURTLAND
1367 East Winding Hill Road   C  Ridgewood, NJ 07450
212-555-3500 (Off.)  C  201-555-8479 (Cell)  C  201-555-9114 (Res.)  C  scourtland222@aol.com

NATIONAL SALES EXECUTIVE – FINANCIAL SERVICES

Senior Sales & Marketing Executive successful at leading world-class sales teams and distributing investment products and services through all 3 channels: independent, warehouse and regional brokers/dealers.  Proven record recruiting, developing and retaining top-notch sales professionals, while cultivating strong relationships with senior executive leadership and major distribution partners.   Expert at identifying the most critical gaps slowing sales growth and implementing the strategies, processes and changes required to remedy the situation.  Core qualifications include:

·  Developing/Implementing Unified Sales Processes    

·  Territory Management & Revitalizing Stagnate Sales

·  Building/Managing World-Class National Sales Teams

·  New Product Introduction & Marketing Campaigns

·  Financial Wholesaler & Advisor Training Programs

·  Cross-Selling Multiple Investment Products

·  Establishing Sales Performance & Financial Metrics

·  National Sales Administration & General Operations

·  Income Distribution & Retirement Strategies

·  Major Account Relationship Building & Retention

Master of Business Administration  C  Executive Management  C  Columbia University  C  3.9/4.0 
Bachelor of Science  C  Marketing & Business Administration  C  Old Dominion University  C  Magna Cum Laude
  

PROFESSIONAL EXPERIENCE

NORTH AMERICAN FINANCIAL SERVICES, INC., New York, NY

1997 to Present

Vice President, National Sales Manager - Wirehouse/Regional Firms (2005 to Present)
Accountable for $2.3 billion in cumulative sales for variable annuities, pensions, life insurance and mutual funds for the distribution channel.  Develop/lead the sales team, initiate field sales processes, coordinate product goals and establish sales goals for 41 territories nationwide.  Manage 38 external wholesalers, 3 divisional vice presidents and 5 support personnel, while collaborating with key account managers, senior distribution partners, members of the senior executive team and all other key centers of influence.  Control a $14 million operating and commissions budget.

· Reorganized the field sales team, growing variable annuity sales by 60% (from $1 billion to $1.6 billion), improving market share (ranking) from #12 to the #7 position, increasing average wholesaler productivity by 79.6% (from $27 million to $48.5 million) per annum and growing cumulative sales for all products by 34%.
 
· Executed a Merrill Lynch strategy that grew variable annuity sales from $62 million to $400+ million, while increasing North American’s market share (ranking) at Merrill Lynch from #12 to the #6 position.
 
· Revitalized a Morgan Stanley strategy, increasing sales by 33% (from $300 million to $400 million) per annum and improving market share (ranking) from #6 to the #3 spot while challenging 4 larger and stronger competitors.
 
·

Reversed a 3-year decline at Waddell & Reed, increasing variable annuity market share from 50% to 70% and  generating $386 million in annual revenues.  Led a focused marketing campaign to cross-sell life and pension  products, achieving the #1 market share position for life and increasing pension sales by 20% ($678 million).

 
· Played a key role in formulating and leading a corporate-wide sales process initiative, becoming the only channel to attain the firm’s sales goals and overall product objectives for variable annuities in CY2007.  Delivered North  American’s highest percentage of variable annuity sales to goal (83%) in CY2008.
 
· Strengthened cross-sell opportunities, increasing life and pension sales 33.8% (from $59 million to $79 million) and  29.6% (from $613 million to $795 million) respectively, while delivering 86% of all mutual fund sales for this start- up area of business.
 

 

 

 

 

 
STEVEN COURTLAND

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Divisional Vice-President, Independent Channel (2000 to 2005)
Directed the sales of variable annuities, pensions, life insurance and mutual funds, with accountability for recruiting, coaching, motivating and retaining 13 field wholesalers, 1 key account representative and 1 support assistant.  Participated in the development/launch of new variable annuity products, established metrics, collaborated with marketing and represented the firm at broker/dealer conferences.  Reported to Vice-President, National Sales Manager.

  • Revitalized the 13-person field sales team, increasing variable annuity sales by 25% (from $800 million to $1+ billion) within the first year and an additional $248 million in the 2nd year.
  • Spearheaded the development and launch of an Extended IRA Program, maintaining industry market share (ranking) against more than 20 top competitors in a difficult and saturated market.
  • Organized highly-productive regional educational conferences that focused on best practice solutions, strategies, products and services, allowing the division to maintain its market share (ranking) despite an inferior product.
  • Achieved the company’s top position for variable annuity sales ($1+ billion), as well as life, pension, separately managed accounts and mutual fund products that cumulatively generated an additional $2 billion annually.
  • Played a pivotal role in the launch of a separately managed account and mutual fund initiative and led the sales team that consistently generated 66% ($40 million) of the firm’s total business.  
     
 

Regional Vice President, New York City and Long Island, Independent Channel (1997 to 2000)
Accountable for more than $200 million in variable annuity sales with cross-sell responsibilities for both life and pension products.  Established/maintained relationships in a territory consisting of 2,000+ financial advisors.  Initiated key account relationships with local broker/dealers and served as the company’s presenter at major conferences.

  • Reached the #3 market share (ranking) position within both North American and the industry, despite strong competition from competitors with superior products in a highly saturated market.
  • Built a zone and rotation strategy and developed a sales plan with the top 100 independent financial advisors who cumulatively produced 80% ($400+ million) of the total business.
  • Cross-sold life and pension products, achieving the top position and the #2 position respectively in the firm.  Received broker/dealer high marks for conference presentations that focused on charitable remainder trusts.
     
 
PHILADELPHIA MUTUAL LIFE INSURANCE COMPANY, Philadelphia, PA

1989 to 1997

Regional Vice President, New York City, Long Island and New Jersey, Independent Channel
Directed the sales of variable annuities with cross-sell responsibilities for both life brokerage and pension products for this start-up operation.  Trained career agents and executed marketing campaigns.  Functioned as the key account manager for all broker/dealers in the New York City, Long Island and New Jersey Independent and Bank channel.

  • Executed nearly 20 selling agreements, 3 of which became Philadelphia Mutual’s top broker/dealers for variable annuities.  Achieved #1 selling status for a start-up mutual fund company (Independence Capital).
  • Grew sales from start-up to more than $80 million annually, while achieving #1 wholesale sales status for variable annuities in 8 out of 9 years of employment tenure.
     

 

WALL STREET FUNDS, New York, NY        

1985 to 1989

Manager, Internal Wholesalers (1987 to 1989)
Managed 12 internal wholesalers with a focus on the sales of mutual funds.  Reported to the Senior Vice President.

  • Upgraded and aligned the internal wholesalers with the external wholesalers, increasing outgoing calls by 40%.
     

 

Internal Wholesaler (1985 to 1987)
Managed mutual fund sales in Florida and maintained external wholesaler relationships with 1,800 financial advisors.

  • Initiated a focused campaign for the top 50 advisors, generating a 20% sales increase in a very difficult market.
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